Fintel Discovery — Financial Intelligence for AI Agents MCP Server

Search FINRA BrokerCheck for registered individual brokers and financial representatives by name. Returns CRD number, current firm, registration status, and whether the individual has any disclosures on record. Use this tool when: - You need to find the CRD number for a named advisor or rep - You want to verify registration status for a specific individual - You are enriching a rep record that is missing a CRD Geographic workflow: if you don't know the rep's name, first use SearchBrokersByPlace to discover firms in an area, then use SearchBrokerCheckFirm to find the firm's CRD, then use this tool to find individuals at that firm. Narrow results with the optional 'state' parameter (2-letter code). To get the full profile after finding a CRD, use GetBrokerCheckDetail. Source: FINRA BrokerCheck public API. No API key required.

Search FINRA BrokerCheck for broker-dealer firms by name. Returns firm CRD, registration status, city, state, and disclosure flag. Use this tool when: - You need the CRD number for a broker-dealer firm (e.g. UBS, Raymond James) - You want to distinguish between similarly named firms by location - You are building a territory map of BD firms in a state Source: FINRA BrokerCheck public API. No API key required.

Retrieve the full FINRA BrokerCheck profile for one individual using their CRD number. Returns complete employment history, exam qualifications, licenses held, and all disclosure details. Use this tool when: - You have a CRD (from SearchBrokerCheck) and want full profile detail - You need employment history, prior firms, or qualification data for a rep - You are performing due diligence on an individual advisor Source: FINRA BrokerCheck public API. No API key required.

Search the SEC Investment Adviser Public Disclosure (IAPD) database for registered investment advisor (RIA) firms by name. Returns firm CRD, registration status, AUM, employee count, state, and office city. Use this tool when: - You need the CRD or AUM for a named RIA firm - You are looking up Form ADV data for a firm - You want to distinguish between RIA firms (use IAPD) vs BD firms (use BrokerCheck) Geographic workflow: if you have a firm name from SearchBrokersByPlace and the firm is an RIA (registered investment advisor), search here to get the CRD, AUM, and regulatory status. Then use GetIAPDFirmDetail for full ADV data. Note: IAPD covers RIAs registered with the SEC. For broker-dealers, use SearchBrokerCheckFirm instead. Source: SEC IAPD public API. No API key required.

Retrieve the full Form ADV filing detail for one RIA firm by its CRD number. Returns all Form ADV Part 1 fields: client types, advisory activities, fee arrangements, custody information, office locations, and affiliated entities. Use this tool when: - You have a firm CRD (from SearchIAPDFirm) and want complete ADV detail - You need office locations, custodians, or affiliated BD information - You are building a detailed profile for a prospect RIA firm Source: SEC IAPD public API. No API key required.

Search SEC EDGAR for 13F-HR institutional holdings filings by institution name. Returns filing date, entity name, period of report, and accession number. Any institution managing more than $100M in equity must file quarterly 13Fs — this reveals their fund strategies and product usage. Use this tool when: - You want to see what funds or ETFs a firm holds in their portfolios - You are researching an institution's investment strategy from public filings - You need a list of 13F filings for a specific manager over a date range Supports start_date and end_date filtering (YYYY-MM-DD format). Source: SEC EDGAR full-text search API. No API key required.

Retrieve all SEC filings for a company or institution using its CIK (Central Index Key). Returns every filing on record: form type, date, accession number, and description. Useful for tracking all regulatory disclosures from a specific institution over time. Use this tool when: - You have a CIK and want to see all filing activity for a company - You want to track 13F, ADV, or ownership disclosure history - You need accession numbers to pull specific filing documents Find a CIK at: https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany Source: SEC EDGAR data API. No API key required.

Retrieve US Census American Community Survey (ACS) income and wealth proxy data for a ZIP code or state. Returns median household income, median home value, total household count, and the count and share of households earning $100k or more — useful for scoring territory opportunity for financial advisors. Key metrics returned: - median_hh_income: Median household income (B19013) - median_home_value: Median owner-occupied home value (B25077) - total_households: Total household count (B11001) - hh_100k_plus: Households earning $100k+ (derived) - hh_100k_plus_pct: Share of households earning $100k+ (derived) Use this tool when: - You are scoring a territory for wealth potential by ZIP code - You want to compare household income distribution across territories - You need a demographic wealth proxy before overlaying advisor AUM data Requires cenpy Python package and optionally a free Census API key (api.census.gov/data/key_signup.html). Source: US Census Bureau ACS 5-Year estimates. Free with optional API key.

Fetch the full Yahoo Finance profile for a stock, ETF, mutual fund, crypto, or index. Returns name, sector, industry, market cap, P/E ratio, 52-week range, beta, dividend yield, description, and 60+ other metadata fields. Use this tool when: - You need a quick summary of what a company or fund is and its valuation - You want sector/industry classification for a ticker - You need current price metadata like market cap, float, or short ratio Works for: stocks (AAPL), ETFs (SPY), mutual funds (VFINX), crypto (BTC-USD), indices (^GSPC), forex (EURUSD=X). Source: Yahoo Finance via yfinance. No API key required.

Fetch OHLCV (Open, High, Low, Close, Volume) price history for one ticker. Returns daily, weekly, monthly, or intraday bars over any period. Use this tool when: - You need historical price or volume data for a stock, ETF, or crypto - You want to analyze performance over a specific time range - You need to compute returns, volatility, or trend analysis Interval options: 1d (daily), 1wk (weekly), 1mo (monthly), 1h (hourly, max 730 days), 5m/15m/30m (intraday, max 60 days). Period options: 1mo, 3mo, 6mo, 1y, 2y, 5y, 10y, ytd, max. Source: Yahoo Finance via yfinance. No API key required.